Karim TAHA

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Material risk taker (since 13 Aug 2024)
- [FCA CF] Client dealing (since 10 Feb 2017)
- [FCA CF] Manager of certification employee (9 Feb 2018 to 8 Mar 2019)
- CF30 Customer (31 Dec 2010 to 6 Jan 2011)
J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Client dealing (since 28 Feb 2024)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (31 Dec 2010 to 6 Jan 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.