Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LMR Partners LLP
FRN 504126
- [FCA CF] Client dealing (since 17 Mar 2021)
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- [FCA CF] Client dealing (9 Dec 2019 to 6 May 2020)
- CF30 Customer (8 Nov 2019 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (7 Sep 2016 to 28 Oct 2019)
- [FCA CF] Algorithmic trading (7 Sep 2016 to 28 Oct 2019)
- [FCA CF] Client dealing (7 Sep 2016 to 28 Oct 2019)
- [FCA CF] Material risk taker (7 Mar 2016 to 28 Oct 2019)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (27 Jun 2002 to 31 Oct 2007)
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- [FCA CF] Client dealing (7 Sep 2016 to 28 Oct 2019)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 28 Oct 2019)
- [FCA CF] Algorithmic trading (7 Sep 2016 to 28 Oct 2019)
- [FCA CF] Material risk taker (7 Mar 2016 to 28 Oct 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.