Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (8 May 2012 to 24 Aug 2015)
    • CF21 Investment Adviser (1 Dec 2001 to 12 Jul 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (8 May 2012 to 24 Aug 2015)
    • CF21 Investment Adviser (1 Dec 2001 to 12 Jul 2002)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (23 Sep 2008 to 8 Mar 2010)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 6 Jun 2008)
    • CF21 Investment Adviser (25 Sep 2002 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 6 Jun 2008)
    • CF21 Investment Adviser (17 Aug 2006 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 12 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.