Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Citigroup Global Markets Limited
FRN 124384
- [FCA CF] Material risk taker (since 1 Nov 2023)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2023)
- [FCA CF] Manager of certification employee (since 4 Sep 2023)
- [FCA CF] Client dealing (since 16 Jan 2023)
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Citibank, N.A.
FRN 124704
- [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2023)
- [FCA CF] Material risk taker (since 1 Nov 2023)
- [FCA CF] Manager of certification employee (since 4 Sep 2023)
- [FCA CF] Client dealing (since 16 Jan 2023)
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- [FCA CF] Manager of certification employee (4 Apr 2018 to 16 Sep 2022)
- [FCA CF] Client dealing (7 Sep 2016 to 16 Sep 2022)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (24 Feb 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.