Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Client dealing (24 Feb 2017 to 22 Mar 2019)
    • [FCA CF] Manager of certification employee (24 Feb 2017 to 22 Mar 2019)
    • [FCA CF] Material risk taker (24 Feb 2017 to 22 Mar 2019)
    • [FCA CF] Significant management (7 Mar 2016 to 22 Mar 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Feb 2002 to 31 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

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