Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (29 Apr 2024 to 31 Mar 2025)
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- [FCA CF] Client dealing (13 Dec 2022 to 29 Apr 2024)
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- [FCA CF] Manager of certification employee (25 Feb 2021 to 22 Jan 2022)
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- [FCA CF] Significant management (11 Jul 2018 to 29 Jul 2022)
- [FCA CF] Material risk taker (7 Mar 2016 to 29 Jul 2022)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 29 Jul 2022)
- [FCA CF] Client dealing (7 Mar 2016 to 29 Jul 2022)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (15 Sep 2003 to 31 Oct 2007)
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- [FCA CF] Significant management (11 Jul 2018 to 29 Jul 2022)
- [FCA CF] Material risk taker (17 May 2017 to 29 Jul 2022)
- [FCA CF] Client dealing (7 Mar 2016 to 29 Jul 2022)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 29 Jul 2022)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (8 Aug 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (15 Sep 2003 to 8 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.