Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Taula Capital Management (UK) LLP (no longer approved here)

    FRN 1002451

    • [FCA CF] Client dealing (29 Apr 2024 to 31 Mar 2025)
  • Millennium Capital Partners LLP (no longer approved here)

    FRN 439327

    • [FCA CF] Client dealing (13 Dec 2022 to 29 Apr 2024)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (25 Feb 2021 to 22 Jan 2022)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Significant management (11 Jul 2018 to 29 Jul 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 29 Jul 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 29 Jul 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 29 Jul 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (15 Sep 2003 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Significant management (11 Jul 2018 to 29 Jul 2022)
    • [FCA CF] Material risk taker (17 May 2017 to 29 Jul 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 29 Jul 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 29 Jul 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (8 Aug 2005 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (15 Sep 2003 to 8 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

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