Karen Victoria Noye

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF30 Customer (since 21 Oct 2022)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (27 Sep 2019 to 11 Jan 2021)
  • Quilter Financial Advisers Ltd

    FRN 452529

    • (331)Employed By (since 21 Oct 2022)
    • (567)Employed By (27 Sep 2019 to 11 Jan 2021)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF22 Investment Adviser (Trainee) (25 Nov 2002 to 27 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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