Karen Seto

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Algorithmic trading (1 Feb 2021 to 5 Aug 2022)
    • [FCA CF] Client dealing (1 Feb 2021 to 5 Aug 2022)
    • [FCA CF] Material risk taker (1 Feb 2021 to 5 Aug 2022)
    • CF30 Customer (29 Jun 2011 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (20 Oct 2008 to 9 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

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