Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (7 Mar 2023 to 30 Jun 2023)
- SMF9 Chair of the Governing Body (26 May 2021 to 7 Mar 2023)
- [FCA CF] Client dealing (17 Mar 2021 to 30 Jun 2023)
- SMF27 Partner (9 Feb 2021 to 7 Mar 2023)
- CF4 Partner (1 Jul 2012 to 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (21 Nov 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.