Karen Marie Elliott

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DAVIDE LEONE AND PARTNERS INVESTMENT COMPANY LTD

    FRN 811982

    • SMF3 Executive Director (since 16 Jan 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (16 Jan 2023 to 7 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (16 Jan 2023 to 7 Feb 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

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