Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ASCOT LLOYD FINANCIAL PLANNING LIMITED
FRN 144519
- [FCA CF] Manager of certification employee (since 17 Feb 2023)
- [FCA CF] Significant management (since 17 Feb 2023)
- SMF3 Executive Director (20 Oct 2021 to 17 Feb 2023)
- [FCA CF] Manager of certification employee (25 Jan 2021 to 20 Oct 2021)
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- [FCA CF] Significant management (17 Feb 2023 to 19 Jan 2024)
- SMF3 Executive Director (20 Oct 2021 to 17 Feb 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.