Karen Lorraine George

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Torch Partners Corporate Finance Limited (no longer approved here)
FRN 195597
- SMF16 Compliance Oversight (9 Dec 2019 to 9 May 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 May 2025)
- CF10 Compliance Oversight (1 Oct 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Oct 2018 to 8 Dec 2019)
- CF30 Customer (1 Oct 2018 to 8 Dec 2019)
CCBI GLOBAL MARKETS (UK) LIMITED (no longer approved here)
FRN 110134
- CF11 Money Laundering Reporting (10 Mar 2014 to 10 Apr 2017)
- CF30 Customer (10 Mar 2014 to 10 Apr 2017)
Ludgate Investments Limited (no longer approved here)
FRN 194783
- CF30 Customer (17 Jul 2011 to 17 Oct 2011)
- CF10 Compliance Oversight (20 Aug 2008 to 17 Oct 2011)
- CF11 Money Laundering Reporting (20 Aug 2008 to 17 Oct 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.