Karen Lesley Nicholson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TWM Financial Partners Ltd
FRN 1021394
- (2)Employed By (since 7 Apr 2025)
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF30 Customer (since 29 Apr 2024)
- Appointed representative dealing with clients for which they require qualification (since 17 Oct 2023)
Karen Nicholson (no longer approved here)
FRN 1011772
- (1)Employed By (29 Apr 2024 to 9 Apr 2025)
Best Premium Ltd (no longer approved here)
FRN 494221
- Employed By (7 Jan 2009 to 15 Apr 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.