Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Employed By (since 5 Sep 2024)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (15 Sep 2018 to 7 Feb 2022)
    • CF4 Partner (AR) (2 Dec 2011 to 19 Oct 2018)
    • CF21 Investment Adviser (6 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Dec 2005 to 6 Dec 2006)
  • Seifert & Dunk Wealth Managers Ltd (no longer approved here)

    FRN 786845

    • (1)Employed By (19 Jan 2022 to 11 Sep 2024)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF21 Investment Adviser (10 Jun 2002 to 22 Dec 2003)
    • CF22 Investment Adviser (Trainee) (20 May 2002 to 10 Jun 2002)
    • (6)Employed By (10 Jun 2002 to 15 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

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