Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Crawford Dean Wealth Management Ltd
FRN 943783
- Employed By (since 5 Sep 2024)
-
St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF1 Director (AR) (15 Sep 2018 to 7 Feb 2022)
- CF4 Partner (AR) (2 Dec 2011 to 19 Oct 2018)
- CF21 Investment Adviser (6 Dec 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (20 Dec 2005 to 6 Dec 2006)
-
- (1)Employed By (19 Jan 2022 to 11 Sep 2024)
-
- CF21 Investment Adviser (10 Jun 2002 to 22 Dec 2003)
- CF22 Investment Adviser (Trainee) (20 May 2002 to 10 Jun 2002)
-
- (6)Employed By (10 Jun 2002 to 15 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.