Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Sep 2010 to 1 Sep 2010)
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- CF29 Significant management (1 Nov 2007 to 31 Jul 2010)
- CF30 Customer (1 Nov 2007 to 31 Jul 2010)
- Responsible for Insurance Mediation (14 Jan 2005 to 31 Jul 2010)
- CF10 Compliance Oversight (12 Jul 2004 to 15 Feb 2005)
- CF17 Significant Mgt (Other Business Operations) (12 Jul 2004 to 31 Oct 2007)
- CF21 Investment Adviser (10 Dec 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.