Karen Elizabeth Allwood

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Complete Limited (no longer approved here)

    FRN 435779

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jun 2021)
    • CF1 Director (AR) (9 Feb 2018 to 30 Jun 2021)
  • PIVOTAL FINANCIAL LIMITED (no longer approved here)

    FRN 665649

    • CF1 Director (AR) (15 Mar 2016 to 15 Feb 2018)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (2 Aug 2006 to 30 Sep 2006)
    • CF22 Investment Adviser (Trainee) (9 Mar 2006 to 2 Aug 2006)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF22 Investment Adviser (Trainee) (21 May 2002 to 1 Aug 2002)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (11 Feb 2002 to 10 May 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

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