Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 15 Dec 2007)
    • CF21 Investment Adviser (7 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Nov 2005 to 7 Jun 2006)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (22 Jul 2003 to 24 Nov 2003)
  • Doran Scott Williams Limited (no longer approved here)

    FRN 190441

    • Employed By (22 Jul 2003 to 24 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.