Karen Bothwell

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Material risk taker (13 Apr 2022 to 29 Jul 2022)
    • [PRA CF] Significant risk taker or Material risk taker (13 Apr 2022 to 29 Jul 2022)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Material risk taker (1 Jan 2019 to 9 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 9 Dec 2019)
  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • SMF16 Compliance Oversight (18 Aug 2017 to 25 May 2018)
    • SMF17 Money Laundering Reporting Officer (MLRO) (18 Aug 2017 to 11 May 2018)
    • SMF4 Chief Risk (18 Aug 2017 to 25 May 2018)

Recent activity

Updates to this individual's record on the FCA register.

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