Karen Anne Gregory

• INVEST SOUTHWEST LIMITED (no longer approved here)

  FRN 469547

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Aug 2025)
  • CF30 Customer (4 Oct 2012 to 8 Dec 2019)
• Bank of Scotland plc (no longer approved here)

  FRN 169628

  • CF30 Customer (1 Nov 2007 to 28 Feb 2012)
  • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
• Elevate Portfolio Services Limited (no longer approved here)

  FRN 144849

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
• Birmingham Midshires Financial Services Limited (no longer approved here)

  FRN 169484

  • Employed By (1 Dec 2001 to 28 Oct 2005)
• Aviva Administration Limited (no longer approved here)

  FRN 185746

  • CF21 Investment Adviser (1 Dec 2001 to 28 Oct 2005)

No changes recorded yet.