Karen Ann Dowling

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (31 Oct 2011 to 10 Jan 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (19 Jan 2009 to 29 Oct 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.