Karen Alison Nicholas

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ING Bank N.V.

    FRN 124940

    • [FCA CF] Manager of certification employee (since 2 Apr 2025)
    • [FCA CF] Client dealing (since 17 Mar 2017)
    • [FCA CF] Manager of certification employee (24 Oct 2022 to 25 Jan 2023)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 20 Oct 2010)
    • CF21 Investment Adviser (8 Aug 2007 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 8 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.