Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 6 May 2025)
    • [FCA CF] Functions requiring qualifications (since 6 May 2025)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Functions requiring qualifications (17 Jan 2023 to 14 Jan 2025)
    • [FCA CF] Client dealing (17 Jan 2023 to 14 Jan 2025)
  • Asset Management Financial Advisers Limited (no longer approved here)

    FRN 172274

    • [FCA CF] Client dealing (23 Aug 2021 to 17 Aug 2022)
    • [FCA CF] Functions requiring qualifications (23 Aug 2021 to 17 Aug 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.