Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 16 Mar 2021)
    • [FCA CF] Manager of certification employee (since 16 Mar 2018)
    • [FCA CF] Client dealing (since 23 May 2016)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2018 to 31 Dec 2019)
  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • CF30 Customer (1 Jun 2013 to 11 Dec 2015)
  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • CF21 Investment Adviser (25 Jan 2005 to 10 Aug 2006)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (17 May 2002 to 30 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.