Kapl Dev

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (30 Jan 2014 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (9 Nov 2007 to 31 Dec 2013)
  • Stewart Miller McCulloch & Co (Life & Pensions) Ltd (no longer approved here)

    FRN 125935

    • (3)Employed By (22 Feb 2000 to 18 Nov 2007)

Recent activity

Updates to this individual's record on the FCA register.

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