Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • T.A. BRAITHWAITE INSURANCE BROKERS LTD. (no longer approved here)

    FRN 311108

    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 2 Jan 2011)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.