Kane Thomas Platt

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited

    FRN 429142

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 23 Mar 2021)
    • CF1 Director (AR) (since 23 Mar 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (since 18 May 2011)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • CF1 Director (AR) (22 Mar 2016 to 26 May 2017)
  • Warrington Wealth Management Ltd

    FRN 923354

    • (2)Employed By (since 23 Mar 2021)
  • Charterhouse Financial Advice Limited (no longer approved here)

    FRN 739322

    • Employed By (7 Mar 2016 to 16 Jun 2017)
  • Teachers Financial Planning Limited (no longer approved here)

    FRN 552276

    • Employed By (3 Dec 2013 to 1 Mar 2024)

Recent activity

Updates to this individual's record on the FCA register.

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