Kamran Sattar

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PORTILLION CAPITAL LIMITED

    FRN 597038

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 14. Managing investments
    • 16. Safeguarding and administering investments or holding client money
    • 17. Administrative functions in relation to managing investments
    • 10. Broker fund adviser
    • 11. Pension transfer specialist
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Benchmark submission and administration (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [PRA CF] Key function holder (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF11 Money Laundering Reporting (15 May 2013 to 8 Dec 2019)
    • CF1 Director (15 May 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 May 2013 to 8 Dec 2019)
    • CF30 Customer (15 May 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (15 May 2013 to 30 Sep 2018)
  • Oasis Crescent Wealth (UK) Limited (no longer approved here)

    FRN 572395

    • CF30 Customer (4 May 2012 to 2 Oct 2012)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (24 Jan 2011 to 23 Aug 2011)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (8 Jan 2008 to 2 Nov 2010)

Recent activity

Updates to this individual's record on the FCA register.

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