Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Material risk taker (1 Jan 2017 to 2 Jul 2024)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2017 to 2 Jul 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 8 Jul 2024)
    • CF30 Customer (1 Oct 2015 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (7 Nov 2008 to 24 Jun 2015)

Recent activity

Updates to this individual's record on the FCA register.

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