Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 10 Sep 2025)
    • [FCA CF] Material risk taker (since 19 May 2025)
    • [FCA CF] Client dealing (since 25 Oct 2024)
    • [FCA CF] Functions requiring qualifications (since 25 Oct 2024)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (25 Apr 2012 to 24 Aug 2015)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (25 Apr 2012 to 24 Aug 2015)

Recent activity

Updates to this individual's record on the FCA register.

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