Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 14 Feb 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • (1)Employed By (since 14 Feb 2020)
  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • CF30 Customer (8 Mar 2010 to 31 Mar 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.