Kambiz Shirazi

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sturgeon Ventures LLP (no longer approved here)
FRN 452811
- CF30 Customer (25 Aug 2015 to 29 Oct 2018)
- CF4 Partner (AR) (25 Aug 2015 to 31 May 2018)
Raymond James Financial International Limited (no longer approved here)
FRN 188244
- CF30 Customer (11 Jun 2012 to 11 Feb 2015)
Mirabella Financial Services LLP (no longer approved here)
FRN 415559
- CF1 Director (AR) (8 Sep 2008 to 6 Jul 2009)
- CF30 Customer (8 Sep 2008 to 6 Jul 2009)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF21 Investment Adviser (1 Dec 2001 to 23 Sep 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.