Kamalpal Singh Randhawa

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (18 Apr 2023 to 18 Sep 2023)
    • [PRA CF] Significant risk taker or Material risk taker (6 Sep 2022 to 8 Aug 2023)
    • [FCA CF] Manager of certification employee (20 Jun 2022 to 23 Aug 2023)
    • [FCA CF] Client dealing (8 Dec 2021 to 23 Aug 2023)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (18 Apr 2023 to 18 Sep 2023)
    • [FCA CF] Manager of certification employee (11 Apr 2023 to 23 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (6 Sep 2022 to 8 Aug 2023)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (11 Jun 2020 to 18 Jun 2021)
    • [FCA CF] Client dealing (14 Nov 2017 to 18 Jan 2019)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (22 Sep 2015 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (21 Nov 2013 to 11 Feb 2015)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (21 Nov 2013 to 11 Feb 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.