Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 5 Mar 2025)
    • [FCA CF] Client dealing (since 11 Jan 2024)
  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • [FCA CF] Client dealing (18 Jan 2022 to 31 May 2023)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Client dealing (6 Jul 2017 to 14 Jun 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (20 Jan 2005 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 2 Dec 2010)
    • CF21 Investment Adviser (20 Jan 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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