Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (6 Sep 2019 to 14 Apr 2020)
    • [FCA CF] Manager of certification employee (6 Sep 2019 to 12 Mar 2021)
    • [PRA CF] Significant risk taker or Material risk taker (13 Jul 2018 to 10 Aug 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (23 Jan 2018 to 12 Mar 2021)
    • [PRA CF] Managing a material risk taker (21 Nov 2016 to 7 Dec 2016)
    • [FCA CF] Client dealing (21 Nov 2016 to 12 Mar 2021)
    • [FCA CF] Manager of certification employee (21 Nov 2016 to 7 Dec 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (14 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.