Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Client dealing (since 1 Sep 2025)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Client dealing (since 1 Sep 2025)
- [FCA CF] Material risk taker (since 1 Sep 2025)
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- [PRA CF] Managing a material risk taker (4 Oct 2019 to 14 Jul 2025)
- [FCA CF] Manager of certification employee (31 Jan 2019 to 5 Sep 2019)
- [PRA CF] Significant risk taker or Material risk taker (31 Jan 2019 to 28 May 2025)
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- [PRA CF] Significant risk taker or Material risk taker (31 Jan 2019 to 28 May 2025)
- [PRA CF] Managing a material risk taker (18 Jul 2018 to 14 Jul 2025)
- [FCA CF] Client dealing (18 Jul 2018 to 28 May 2025)
- [FCA CF] Manager of certification employee (18 Jul 2018 to 28 May 2025)
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- CF29 Significant management (16 Aug 2013 to 6 Mar 2016)
- CF30 Customer (6 Aug 2013 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.