Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Sep 2025)
    • [FCA CF] Client dealing (since 1 Sep 2025)
    • [FCA CF] Material risk taker (since 1 Sep 2025)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (4 Oct 2019 to 14 Jul 2025)
    • [FCA CF] Manager of certification employee (31 Jan 2019 to 5 Sep 2019)
    • [PRA CF] Significant risk taker or Material risk taker (31 Jan 2019 to 28 May 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (31 Jan 2019 to 28 May 2025)
    • [PRA CF] Managing a material risk taker (18 Jul 2018 to 14 Jul 2025)
    • [FCA CF] Client dealing (18 Jul 2018 to 28 May 2025)
    • [FCA CF] Manager of certification employee (18 Jul 2018 to 28 May 2025)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF29 Significant management (16 Aug 2013 to 6 Mar 2016)
    • CF30 Customer (6 Aug 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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