Kalpesh Ruparelia

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE BOBBY DHANJAL PRACTICE LIMITED

    FRN 537673

    • 13. Giving personal recommendations on and dealing with derivatives
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
    • [FCA CF] Client dealing (since 1 Jan 2020)
    • CF30 Customer (1 Jul 2011 to 8 Dec 2019)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • Sole trader dealing with clients for which they require qualification (9 Dec 2019 to 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Mar 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Mar 2023)
    • CF30 Customer (4 Jan 2017 to 8 Dec 2019)
  • MORTGAGE SUPPORT NETWORK LIMITED (no longer approved here)

    FRN 301681

    • CF1 Director (AR) (13 Mar 2006 to 1 Jan 2011)
  • Bluethorn Limited (no longer approved here)

    FRN 448081

    • Employed By (13 Mar 2006 to 1 Jan 2011)

Recent activity

Updates to this individual's record on the FCA register.

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