Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF10a CASS Oversight function (1 Oct 2011 to 31 Dec 2012)
    • CF10 Compliance Oversight (7 Apr 2011 to 2 Oct 2013)
    • CF11 Money Laundering Reporting (7 Apr 2011 to 1 Nov 2013)
    • CF1 Director (22 Mar 2011 to 15 Jan 2014)
    • CF3 Chief Executive (22 Mar 2011 to 20 Nov 2013)
    • CF30 Customer (22 Mar 2011 to 15 Jan 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.