Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10a CASS Oversight function (1 Oct 2011 to 31 Dec 2012)
- CF10 Compliance Oversight (7 Apr 2011 to 2 Oct 2013)
- CF11 Money Laundering Reporting (7 Apr 2011 to 1 Nov 2013)
- CF1 Director (22 Mar 2011 to 15 Jan 2014)
- CF3 Chief Executive (22 Mar 2011 to 20 Nov 2013)
- CF30 Customer (22 Mar 2011 to 15 Jan 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.