Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Climate Asset Management Limited (no longer approved here)

    FRN 944222

    • Director of firm who is not a certification employee or a SMF manager (5 Feb 2025 to 3 Dec 2025)
  • SB Investment Advisers (UK) Limited (no longer approved here)

    FRN 785149

    • SMF3 Executive Director (2 Nov 2020 to 5 Dec 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Dec 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 8 Dec 2022)
    • CF11 Money Laundering Reporting (26 Nov 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (26 Nov 2019 to 8 Dec 2019)
  • Blackstone Europe LLP (no longer approved here)

    FRN 520839

    • CF4 Partner (21 Jun 2016 to 12 Apr 2019)
    • CF10 Compliance Oversight (17 Sep 2015 to 12 Apr 2019)
    • CF11 Money Laundering Reporting (17 Sep 2015 to 12 Apr 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.