Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (5 Feb 2025 to 3 Dec 2025)
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- SMF3 Executive Director (2 Nov 2020 to 5 Dec 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Dec 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 8 Dec 2022)
- CF11 Money Laundering Reporting (26 Nov 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (26 Nov 2019 to 8 Dec 2019)
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- CF4 Partner (21 Jun 2016 to 12 Apr 2019)
- CF10 Compliance Oversight (17 Sep 2015 to 12 Apr 2019)
- CF11 Money Laundering Reporting (17 Sep 2015 to 12 Apr 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.