Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Woodley Limited
FRN 918604
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- CF1 Director (AR) (since 3 Jun 2024)
- [FCA CF] Functions requiring qualifications (since 13 Jun 2022)
- [FCA CF] Manager of certification employee (since 13 Jun 2022)
- Responsible for Insurance Distribution (since 24 Aug 2020)
- Responsibility for MCD Intermediation (since 24 Aug 2020)
- SMF16 Compliance Oversight (since 24 Aug 2020)
- SMF3 Executive Director (since 19 Mar 2020)
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ADVISERPAY LIMITED
FRN 1013050
- (1)Employed By (since 3 Jun 2024)
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- (5)Employed By (20 Feb 2020 to 5 Jun 2020)
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- CF30 Customer (20 Feb 2020 to 5 Jun 2020)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Aug 2020)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at ADVISERPAY LIMITED
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controlled function added: (1)Employed By at ADVISERPAY LIMITED
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controlled function added: (5)Employed By at Leam Financial Services