Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 3 Jun 2024)
    • [FCA CF] Functions requiring qualifications (since 13 Jun 2022)
    • [FCA CF] Manager of certification employee (since 13 Jun 2022)
    • Responsible for Insurance Distribution (since 24 Aug 2020)
    • Responsibility for MCD Intermediation (since 24 Aug 2020)
    • SMF16 Compliance Oversight (since 24 Aug 2020)
    • SMF3 Executive Director (since 19 Mar 2020)
    • (1)Employed By (since 3 Jun 2024)
  • Leam Financial Services (no longer approved here)

    FRN 191201

    • (5)Employed By (20 Feb 2020 to 5 Jun 2020)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (20 Feb 2020 to 5 Jun 2020)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Aug 2020)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at ADVISERPAY LIMITED

  2. controlled function added: (1)Employed By at ADVISERPAY LIMITED

  3. controlled function added: (5)Employed By at Leam Financial Services