Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 7 Jan 2026)
    • [FCA CF] Client dealing (since 9 Oct 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (17 Apr 2023 to 22 May 2025)
    • [FCA CF] Client dealing (29 Mar 2022 to 22 May 2025)
    • [PRA CF] Significant risk taker or Material risk taker (29 Mar 2022 to 22 May 2025)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (15 May 2007 to 31 Oct 2007)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (29 Mar 2022 to 22 May 2025)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (17 Jun 2004 to 20 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.