Kai Klaus Bermbach

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capula Investment Management LLP

    FRN 433422

    • [FCA CF] Client dealing (since 2 Feb 2026)
    • [FCA CF] Manager of certification employee (since 2 Feb 2026)
    • [FCA CF] Client dealing (29 Jan 2021 to 1 Dec 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 22 Apr 2008)
    • CF21 Investment Adviser (8 Dec 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.