Kai Him Chung

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Client dealing (since 15 Feb 2017)
    • [FCA CF] Manager of certification employee (19 Jul 2024 to 10 Mar 2026)
    • [PRA CF] Significant risk taker or Material risk taker (22 Jan 2019 to 9 Sep 2021)
    • CF30 Customer (1 Nov 2007 to 23 Oct 2008)
    • CF21 Investment Adviser (29 Sep 2006 to 31 Oct 2007)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (15 Apr 2025 to 10 Mar 2026)
    • [PRA CF] Significant risk taker or Material risk taker (22 Jan 2019 to 9 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.