Kai Dirk Leifert

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northern Trust Global Investments Limited (no longer approved here)

    FRN 191916

    • CF10a CASS Oversight function (7 Oct 2011 to 20 Feb 2013)
    • CF29 Significant management (7 Oct 2011 to 12 Apr 2013)
    • CF10 Compliance Oversight (9 Apr 2010 to 26 Aug 2011)
    • CF28 Systems and controls (5 Jun 2009 to 10 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.