Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [PRA CF] Significant risk taker or Material risk taker (18 Jan 2019 to 7 Aug 2020)
-
- [FCA CF] Client dealing (16 Nov 2016 to 23 Mar 2026)
- [PRA CF] Significant risk taker or Material risk taker (28 Apr 2016 to 7 Aug 2020)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (15 Oct 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.