Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Aug 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 Aug 2023)
    • CF30 Customer (18 Oct 2017 to 8 Dec 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (20 Jul 2015 to 11 Aug 2017)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (4 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Oct 2005 to 4 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

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