Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 21 Feb 2025)
    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 19 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (31 Dec 2021 to 21 Feb 2025)
    • CF30 Customer (22 Aug 2011 to 8 Dec 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (1 Dec 2001 to 14 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.