Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 3 Sep 2025)
    • [FCA CF] Client dealing (since 3 Sep 2025)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Client dealing (16 Oct 2024 to 22 Nov 2024)
    • [FCA CF] Functions requiring qualifications (16 Oct 2024 to 22 Nov 2024)
  • Atomos Investments Limited (no longer approved here)

    FRN 122588

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Jan 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jan 2022)
    • CF30 Customer (13 Nov 2017 to 8 Dec 2019)
  • Sanlam Investments UK Limited (no longer approved here)

    FRN 459237

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Oct 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Oct 2021)
    • CF30 Customer (31 Oct 2018 to 8 Dec 2019)
  • KW Investment Management Limited (no longer approved here)

    FRN 506600

    • CF30 Customer (25 Jan 2017 to 19 Oct 2017)

Recent activity

Updates to this individual's record on the FCA register.

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