Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Europe Limited
FRN 124543
- 14. Managing investments
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 3 Sep 2025)
- [FCA CF] Client dealing (since 3 Sep 2025)
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- [FCA CF] Client dealing (16 Oct 2024 to 22 Nov 2024)
- [FCA CF] Functions requiring qualifications (16 Oct 2024 to 22 Nov 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 28 Jan 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jan 2022)
- CF30 Customer (13 Nov 2017 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 12 Oct 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Oct 2021)
- CF30 Customer (31 Oct 2018 to 8 Dec 2019)
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- CF30 Customer (25 Jan 2017 to 19 Oct 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.