Justine Ellen Roberts

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MEDICAL & FINANCIAL LIMITED (no longer approved here)

    FRN 468636

    • [FCA CF] Functions requiring qualifications (15 Jun 2021 to 1 Apr 2026)
    • [FCA CF] Client dealing (15 Jun 2021 to 1 Apr 2026)
    • SMF3 Executive Director (9 Dec 2019 to 1 Oct 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Oct 2024)
    • CF1 Director (AR) (8 Nov 2012 to 5 Oct 2021)
    • CF30 Customer (1 Nov 2007 to 5 Oct 2021)
    • CF21 Investment Adviser (1 Oct 2007 to 31 Oct 2007)
    • CF1 Director (1 Oct 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Oct 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Oct 2007 to 31 Mar 2009)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (14 Jan 2005 to 11 Jan 2006)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2005)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.