Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 11 May 2022)
    • SMF3 Executive Director (since 1 Jul 2021)
    • Responsible for Insurance Distribution (since 1 Jul 2021)
    • Responsibility for MCD Intermediation (since 1 Jun 2021)
    • SMF16 Compliance Oversight (since 1 Jun 2021)
    • [FCA CF] Functions requiring qualifications (since 17 Apr 2020)
    • (2)Employed By (since 11 May 2022)
  • New Wave Financial Services Ltd (no longer approved here)

    FRN 779395

    • CF1 Director (AR) (1 Oct 2020 to 2 Jun 2021)
    • [FCA CF] Functions requiring qualifications (9 Mar 2020 to 1 Jun 2021)
    • [FCA CF] Client dealing (9 Mar 2020 to 1 Jun 2021)
    • Appointed representative dealing with clients for which they require qualification (9 Mar 2020 to 1 Jun 2021)

Recent activity

Updates to this individual's record on the FCA register.

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