Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northern Trust Global Services SE (no longer approved here)

    FRN 829966

    • SMF24 Chief Operations (6 Apr 2021 to 10 Nov 2022)
    • SMF21 EEA Branch Senior Manager (EBSM) (29 Sep 2020 to 10 Oct 2022)
  • The Northern Trust Company (no longer approved here)

    FRN 122020

    • SMF24 Chief Operations (30 Sep 2020 to 15 Aug 2024)
  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • [FCA CF] Significant management (18 Jul 2018 to 1 Sep 2020)
    • [PRA CF] Significant risk taker or Material risk taker (18 Jul 2018 to 1 Sep 2020)
  • The Bank of New York Mellon (International) Limited (no longer approved here)

    FRN 183100

    • [PRA CF] Significant risk taker or Material risk taker (18 Jul 2018 to 1 Sep 2020)
    • [FCA CF] Significant management (18 Jul 2018 to 1 Sep 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.